L•• F••••••• L•••••••••

Feed of 09/14/2026

Also filed as L•• L••••••••• L•••••••••

At current firm

8 y

since Feb 16, 2018

In the industry

33 y

since Apr 15, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 20, 2018 · Beavercreek, Oh
M••••• S•••••• • C•• L•• unclassified
Nov 18, 2008 to Jun 1, 2009 · New York, Ny
U•• F•••••••• S••••••• I••• wirehouse
Oct 20, 2003 to Nov 24, 2008 · Centerville, Oh
W•••• F•••• A••••••• wirehouse
Jul 1, 2003 to Oct 31, 2003 · Cincinnati, Oh
P••••••••• E••••• G••••• L•• unclassified
Sep 12, 1999 to Jul 1, 2003 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to W•••• F•••• A•••••••
left Feb 20, 2018, registered Feb 16, 2018 (-4 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••
left Nov 24, 2008, registered Nov 18, 2008 (-6 days) · Other
W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••
left Oct 31, 2003, registered Oct 20, 2003 (-11 days) · Wirehouse to wirehouse
P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address