DFX Intelligence
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Registered advisor
G•••••• D••• O••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as G••• O••••
At current firm
2 y
since Jan 8, 2024
In the industry
36 y
since Oct 20, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Jan 8, 2024 · Addison, Tx
- P•••• S••••••••• L•• no RAUMJun 12, 2020 to Dec 7, 2020 · Plano, Tx
- P•••• S••••••••• L•• no RAUMAug 8, 2014 to Feb 20, 2020 · Plano, Tx
- M•• F•••••••• S•••••••• I••• formerJan 3, 2014 to May 22, 2014 · Dallas, Tx
- S•••••••• F••••••••• I••• formerNov 1, 2012 to Jun 7, 2013 · Addison, Tx
- M•• F•••••••• S•••••••• I••• formerFeb 11, 2008 to Jul 18, 2012 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- P•••• S••••••••• L•• to P•••••••• S••••••••• I•••left Dec 7, 2020, registered Jan 8, 2024 (1127 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to P•••• S••••••••• L••left May 22, 2014, registered Aug 8, 2014 (78 days) · Other
- S•••••••• F••••••••• I••• to M•• F•••••••• S•••••••• I•••left Jun 7, 2013, registered Jan 3, 2014 (210 days) · Other
- M•• F•••••••• S•••••••• I••• to S•••••••• F••••••••• I•••left Jul 18, 2012, registered Nov 1, 2012 (106 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address