DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
S••••• S•••• B•••••••
Feed of 09/14/2026
Also filed as S••••• S•••• K•••••••••
At current firm
12 y
since Jul 8, 2014
In the industry
38 y
since Apr 1, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 8, 2014 · Lakeland, Fl
- W•••• F•••• A••••••• wirehouseSep 18, 2006 to Jun 24, 2014 · Lakeland, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 17, 1991 to Sep 25, 2006 · Lakeland, Fl
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 24, 2014, registered Jul 8, 2014 (14 days) · Other
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Sep 25, 2006, registered Sep 18, 2006 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address