DFX Intelligence
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Feed of 09/14/2026
Also filed as A•• M•••• D••••••••• M•••• S••••
At current firm
2 y
since Aug 19, 2024
In the industry
27 y
since Jan 8, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2024 · Scranton, Pa
- W•••• F•••• A••••••• wirehouseJun 30, 2010 to Aug 16, 2024 · Scranton, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 16, 2024, registered Aug 19, 2024 (3 days) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address