DFX Intelligence
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Registered advisor
G••••• J••••• V•••••••••
Feed of 09/15/2026
At current firm
15 y
since Jun 1, 2011
In the industry
34 y
since May 13, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Jun 1, 2011 · Bergenfield, Nj
- W•••• F•••• A••••••• wirehouseMay 4, 2006 to May 17, 2011 · Waldwick, Nj
- U•• F•••••••• S••••••• I••• wirehouseJun 20, 2002 to Jan 18, 2006 · Hackensack, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left May 17, 2011, registered Jun 1, 2011 (15 days) · Other
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jan 18, 2006, registered May 4, 2006 (106 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address