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R••••• M•••••• C•••••••
Certified Financial Planner
As of · the IAPD feed; also filed as R••••• M••••• C••••••••• M•••••• C••••••••• C••••••••• M•••••• •••• C•••••••
- At current firm
- 16 y
- In the industry
- 37 y
- Prior registered firms
- 2
- Signals
- 0
since Feb 16, 2010
As of · the IAPD feed; also filed as R••••• M••••• C••••••••• M•••••• C••••••••• C••••••••• M•••••• •••• C•••••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Feb 16, 2010 · Starkville, Ms
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Feb 17, 2010 · Starkville, Ms
- A• G• E•••••• • S•••• I••• unclassifiedDec 8, 2003 to Jan 1, 2008 · Starkville, Ms
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left Feb 17, 2010, registered Feb 16, 2010 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address