DFX Intelligence
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Registered advisor
M•••••• X••••• C•••••••
Feed of 09/14/2026
At current firm
22 y
since May 3, 2004
In the industry
37 y
since Apr 4, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince May 3, 2004 · Salem, Ma
- 1••• C•••••• M••••••••• C•••••• unclassifiedApr 14, 2003 to Apr 14, 2004 · Newton, Ma
- W•••• F•••• A••••••• wirehouseMay 13, 2002 to Jun 3, 2002 · Salem, Ma
Moves
a registration end followed by a registration begin elsewhere
- 1••• C•••••• M••••••••• C•••••• to C••••••••• F•••••••• N••••••left Apr 14, 2004, registered May 3, 2004 (19 days) · Other
- W•••• F•••• A••••••• to 1••• C•••••• M••••••••• C••••••left Jun 3, 2002, registered Apr 14, 2003 (315 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address