DFX Intelligence
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Registered advisor
J••• K••••••••
Feed of 09/15/2026
Also filed as K•• K••••••••• R• K••••••••• R•••••• K••••••••
At current firm
0 y
since Dec 12, 2025
In the industry
16 y
since Nov 23, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Dec 12, 2025 · Dover, Nh
- V••••• P••••••• A•• A•••• M••••••••• unclassifiedMar 2, 2016 to Jun 25, 2018 · Dover, Nh
- S•••••••• A••••••• L•• national BDNov 23, 2009 to Dec 23, 2015 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- V••••• P••••••• A•• A•••• M••••••••• to E•••••• A••••••• G••••• L••left Jun 25, 2018, registered Dec 12, 2025 (2727 days) · Other
- S•••••••• A••••••• L•• to V••••• P••••••• A•• A•••• M•••••••••left Dec 23, 2015, registered Mar 2, 2016 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address