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Registered advisor
S••••• W••••• Z•••••••
Feed of 09/14/2026
Also filed as S•••• Z•••••••
At current firm
4 y
since Nov 18, 2021
In the industry
37 y
since Aug 25, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Nov 18, 2021 · Atlanta, Ga
- W•••• F•••• A••••••• wirehouseMar 13, 2009 to Nov 23, 2021 · Atlanta, Ga
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Mar 16, 2009 · Atlanta, Ga
- M••••• S•••••• D• I••• unclassifiedDec 13, 2002 to Apr 2, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left Nov 23, 2021, registered Nov 18, 2021 (-5 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Mar 16, 2009, registered Mar 13, 2009 (-3 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address