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Registered advisor

T•••••• Z••••••

S••••• W••••• A•••••••• I•••no RAUMLone Tree, Codual registrantIAPD 1982519

Certified Financial Planner

Feed of 09/14/2026

Also filed as T•• Z••••••

At current firm

5 y

since Apr 6, 2021

In the industry

37 y

since Sep 20, 1989 (earliest exam, job or registration)

Prior registered firms

5

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

0

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Apr 6, 2021 · Lone Tree, Co

T• A••••••••• I••••••••• M••••••••• L•• former
Oct 16, 2009 to Dec 31, 2020 · Greenwood Village, Co
T• A••••••••• I••• former
Oct 16, 2009 to Jan 11, 2021 · Denver, Co
S•••••••• A••••••• L•• national BD
Jul 7, 2004 to Oct 31, 2007 · Denver, Co
C•••••• S••••• • C••• I••• national BD
May 22, 2003 to Nov 19, 2003 · Englewood, Co
S•••••••• A••••••• L•• national BD
Jan 1, 1999 to May 30, 2003 · Torrance, Ca

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••• to S••••• W••••• A•••••••• I•••
left Jan 11, 2021, registered Apr 6, 2021 (85 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Dec 31, 2020, registered Oct 16, 2009 (-4094 days) · corporate re-registration, not a move
S•••••••• A••••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 31, 2007, registered Oct 16, 2009 (716 days) · Other
C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Nov 19, 2003, registered Jul 7, 2004 (231 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to C•••••• S••••• • C••• I•••
left May 30, 2003, registered May 22, 2003 (-8 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 37derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address