DFX Intelligence
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Registered advisor
E••••• M•••••••• P•••
Feed of 09/14/2026
Also filed as E••• M••••••••• E••••• M••••••••• E••••• M••••••••• M•••••••• G••••••••• G••••••••• M•••••••• P••••••••• M• P•••
At current firm
6 y
since Aug 20, 2020
In the industry
15 y
since Feb 23, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••• A••••• S••••••••• L•• BD affiliated currentsince Aug 20, 2020 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseMay 5, 2017 to Sep 6, 2018 · Charleston, Sc
- W•••• F•••• A••••••• wirehouseFeb 23, 2011 to Apr 4, 2012 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P••• A••••• S••••••••• L••left Sep 6, 2018, registered Aug 20, 2020 (714 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address