T•••• K•••• K••••••

Feed of 09/14/2026

Also filed as T•••• K•••• K••••••••• K•••• K••••••••• K• K••••••

At current firm

2 y

since Sep 25, 2023

In the industry

36 y

since Dec 18, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Jan 10, 2022 · Boston, Ma
S•••••••• A••••••• L•• national BD
Aug 22, 2007 to Jul 13, 2018 · Salt Lake City, Ut
W•••• F•••• I••••••••• L•• unclassified
Jan 16, 2004 to Jul 11, 2007 · Salt Lake City, Ut
S•••••••• A••••••• L•• national BD
Aug 3, 1999 to May 16, 2003 · Salt Lake City, Ut

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to A••••• A•• P••••••• S•••••••
left Jan 10, 2022, registered Sep 25, 2023 (623 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
W•••• F•••• I••••••••• L•• to S•••••••• A••••••• L••
left Jul 11, 2007, registered Aug 22, 2007 (42 days) · Other
S•••••••• A••••••• L•• to W•••• F•••• I••••••••• L••
left May 16, 2003, registered Jan 16, 2004 (245 days) · Other

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address