DFX Intelligence
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Registered advisor
D•••• R••••• M••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedThousand Oaks, Ca dual registrantIAPD 2072648
Certified Financial Planner
Feed of 09/15/2026
At current firm
5 y
since Aug 23, 2021
In the industry
35 y
since Oct 10, 1990 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 23, 2021 · Thousand Oaks, Ca
- R•••••• J•••• • A••••••••• I••• national BDMar 27, 2009 to Aug 23, 2021 · Westlake Village, Ca
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Mar 27, 2009 · Westlake Village, Ca
- P••••••••• E••••• G••••• L•• unclassifiedApr 26, 1999 to Jul 1, 2003 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 23, 2021, registered Aug 23, 2021 (0 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Mar 27, 2009, registered Mar 27, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address