DFX Intelligence
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Registered advisor
G••••• W•••••• H•••
Feed of 09/14/2026
Also filed as G••••• W• H•••
At current firm
8 y
since May 25, 2018
In the industry
33 y
since Dec 24, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 25, 2018 · Garden City, Ny
- M••••• S•••••• wirehouseJun 1, 2009 to May 29, 2018 · Garden City, Ny
- M••••• S•••••• • C•• L•• unclassifiedFeb 6, 2009 to Jun 1, 2009 · Garden City, Ny
- U•• F•••••••• S••••••• I••• wirehouseApr 26, 2004 to Feb 24, 2009 · Mitchell Field, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left May 29, 2018, registered May 25, 2018 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Feb 24, 2009, registered Feb 6, 2009 (-18 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address