DFX Intelligence
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Registered advisor
R••••• L• N•••
Feed of 09/14/2026
Also filed as R••••• L•••• N••••••••• L•••• N•••
At current firm
0 y
since Dec 22, 2025
In the industry
31 y
since Jun 6, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Dec 22, 2025 · King Of Prussia, Pa
- W•••• F•••• A••••••• wirehouseJan 12, 2004 to Dec 31, 2005 · Plymouth Meeting, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Dec 31, 2005, registered Dec 22, 2025 (7296 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address