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Feed of 09/14/2026
Also filed as J•••• T•••• F•••••
At current firm
3 y
since Aug 21, 2023
In the industry
35 y
since Aug 19, 1991 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 21, 2023 · Willmar, Mn
- W•••• F•••• A••••••• wirehouseApr 1, 2015 to Aug 21, 2023 · Eau Claire, Wi
- S•••••• N••••••• • C••••••• I••••••••• national BDOct 16, 2009 to Jan 22, 2015 · Eau Claire, Wi
- U•• F•••••••• S••••••• I••• wirehouseAug 29, 2003 to Oct 16, 2009 · Eau Claire, Wi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Aug 21, 2023, registered Aug 21, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••• N••••••• • C••••••• I••••••••• to W•••• F•••• A•••••••left Jan 22, 2015, registered Apr 1, 2015 (69 days) · Affiliated broker-dealer or bank to wirehouse
- U•• F•••••••• S••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Oct 16, 2009, registered Oct 16, 2009 (0 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address