DFX Intelligence
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Registered advisor
J••• D• M•••••••
Feed of 09/14/2026
Also filed as J••• M••••••••• D•••• J• M••••••••• D•••• M••••••••• D• M••••••• J•••••• D• M•••••••• J••••••• D• M••••••••• D• M•••••••
At current firm
10 y
since Sep 6, 2016
In the industry
35 y
since Sep 6, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 6, 2016 · Atlanta, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJun 5, 2012 to Aug 19, 2015 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 6, 2008 to Jul 13, 2009 · Atlanta, Ga
- M••••••• C••••••• I••• unclassifiedMar 25, 2008 to Jun 20, 2008 · Atlanta, Ga
- M••••••• C••••••• I••• unclassifiedJul 12, 2001 to Dec 31, 2007 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- P••• A••••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Aug 19, 2015, registered Sep 6, 2016 (384 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P••• A••••• S••••••••• L••left Jul 13, 2009, registered Jun 5, 2012 (1058 days) · Other
- M••••••• C••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 20, 2008, registered Aug 6, 2008 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address