DFX Intelligence
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Registered advisor
M•••••• A••••• T•••••
Feed of 09/14/2026
At current firm
5 y
since Jan 28, 2021
In the industry
34 y
since Jul 23, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 28, 2021 · Templeton, Ca
- R•••••• J•••• • A••••••••• I••• national BDJan 13, 2012 to Jan 25, 2021 · Newport Beach, Ca
- W•••• F•••• A••••••• wirehouseMay 13, 2003 to Jan 17, 2012 · Seal Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2021, registered Jan 28, 2021 (3 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to R•••••• J•••• • A••••••••• I•••left Jan 17, 2012, registered Jan 13, 2012 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address