DFX Intelligence
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Registered advisor
D•• F••••• S•••••
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
1 y
since Oct 22, 2024
In the industry
33 y
since Jan 21, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• A••••••• G••••• L•• BD affiliated currentsince Oct 22, 2024 · Fresh Meadows, Ny
- A••••• A•• P••••••• S••••••• BD affiliatedJun 29, 2005 to Jul 3, 2019 · Fresh Meadows, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to E•••••• A••••••• G••••• L••left Jul 3, 2019, registered Oct 22, 2024 (1938 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address