DFX Intelligence
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Registered advisor
G•••• W••••• D•••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as G•••• W••••• D••••••••• W••••• D•••••
At current firm
0 y
since Mar 6, 2026
In the industry
27 y
since Aug 19, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 6, 2026 · Homewood, Al
- W•••• F•••• A••••••• wirehouseJul 15, 2022 to Mar 6, 2026 · Birmingham, Al
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 3, 2002 to Jul 18, 2022 · Montgomery, Al
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Mar 6, 2026, registered Mar 6, 2026 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jul 18, 2022, registered Jul 15, 2022 (-3 days) · Wirehouse to wirehouse · moved with a team
Signals
- ••• LockedJul 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address