DFX Intelligence
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R•••••• J••••• S••••••
First Vice President/Investmentsat S•••••• N••••••• • C••••••• I•••••••••Dual registrant· Shrewsbury, NjIAPD 2208576
As of · the IAPD feed
- At current firm
- 3 y
- In the industry
- 33 y
- Prior registered firms
- 4
- Signals
- 1
since Jul 7, 2023
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- First Vice President/Investmentsreportedstifel.comfirm site, Sep 24, 2026
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Jul 7, 2023 · Shrewsbury, Nj
- W•••• F•••• A••••••• wirehouseMay 10, 2013 to Jul 18, 2023 · Red Bank, Nj
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 7, 2013 · Red Bank, Nj
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Red Bank, Nj
- M••••• S•••••• D• I••• unclassifiedOct 28, 2004 to Apr 2, 2007 · Red Bank, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to S•••••• N••••••• • C••••••• I•••••••••left Jul 18, 2023, registered Jul 7, 2023 (-11 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to W•••• F•••• A•••••••left Jun 7, 2013, registered May 10, 2013 (-28 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJul 18, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address