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Registered advisor
C••• F••••• A•••••••
Feed of 09/14/2026
Also filed as R••• A••••••••• A•••••••
At current firm
5 y
since May 24, 2021
In the industry
34 y
since Sep 16, 1992 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 24, 2021 · Short Hills, Nj
- W•••• F•••• A••••••• wirehouseAug 17, 2009 to May 26, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Aug 31, 2009 · Ny, Ny
- C••••••• I••••••••• S••••••• unclassifiedSep 20, 2006 to May 29, 2007 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to M••••• S••••••left May 26, 2021, registered May 24, 2021 (-2 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••left Aug 31, 2009, registered Aug 17, 2009 (-14 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address