DFX Intelligence
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B•••••• J••••• J••••
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 34 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 23, 2011
As of · the IAPD feed
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Sep 23, 2011 · Cookeville, Tn
- W•••• F•••• A••••••• wirehouseJan 16, 2004 to Sep 26, 2011 · Cookeville, Tn
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••••• F•••••••• N••••••left Sep 26, 2011, registered Sep 23, 2011 (-3 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address