DFX Intelligence
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Registered advisor
S•••• M•••• P•••••••••
Feed of 09/15/2026
Also filed as S•••• N••••••••• M•••• P•••••••••
At current firm
15 y
since Sep 1, 2011
In the industry
33 y
since Dec 29, 1992 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Sep 1, 2011 · Horsham, Pa
- W•••• F•••• A••••••• wirehouseJan 21, 2004 to Apr 28, 2011 · Radnor, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Apr 28, 2011, registered Sep 1, 2011 (126 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address