DFX Intelligence
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Registered advisor
J••• C•••••• B•••••••
Feed of 09/14/2026
At current firm
9 y
since May 16, 2017
In the industry
33 y
since Oct 13, 1992 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 16, 2017 · Reidsville, Nc
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to May 17, 2017 · Greensboro, Nc
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 31, 2008 to Jan 2, 2009 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedMar 14, 2008 to Mar 27, 2008 · Winston-Salem, Nc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 12, 2005 to Mar 13, 2008 · Kernersville, Nc
- S••••••• I••••••••• S•••••••• I••• formerJan 3, 2005 to Dec 9, 2005 · Mocksville, Nc
All 7 prior registrationsShow fewer
- N•• F•••••••• S•••••••• I••• unclassifiedSep 30, 2002 to Jan 3, 2005 · Mocksville, Nc
- I••••• F•••••••• C••••••••• formerDec 31, 2000 to Sep 30, 2002 · Mocksville, Nc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••••• I••••••••• A••••••• L••left May 17, 2017, registered May 16, 2017 (-1 days) · Other · moved with a team
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 27, 2008, registered Mar 31, 2008 (4 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Mar 13, 2008, registered Mar 14, 2008 (1 days) · Other
- S••••••• I••••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Dec 9, 2005, registered Dec 12, 2005 (3 days) · Other
All 7 movesShow fewer
- N•• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jan 3, 2005, registered Jan 3, 2005 (0 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to N•• F•••••••• S•••••••• I•••left Sep 30, 2002, registered Sep 30, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address