DFX Intelligence
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Registered advisor
J••• W•••••• P•••••••
Feed of 09/15/2026
At current firm
4 y
since Feb 25, 2022
In the industry
34 y
since Sep 23, 1992 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 25, 2022 · Naples, Fl
- M••••• S•••••• wirehouseFeb 5, 2014 to Mar 9, 2022 · Wayzata, Mn
- U•• F•••••••• S••••••• I••• wirehouseMay 2, 2001 to Jun 26, 2003 · Wayzata, Mn
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to W•••• F•••• A•••••••left Mar 9, 2022, registered Feb 25, 2022 (-12 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 26, 2003, registered Feb 5, 2014 (3877 days) · Wirehouse to wirehouse
Signals
- ••• LockedMar 9, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address