DFX Intelligence
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Registered advisor
I••• F••••••
Feed of 09/14/2026
At current firm
1 y
since Feb 24, 2025
In the industry
31 y
since Sep 20, 1995 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Feb 24, 2025 · Boca Raton, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDDec 2, 2019 to Feb 25, 2025 · Boca Raton, Fl
- M••••• S•••••• wirehouseOct 11, 2010 to Dec 2, 2019 · Boca Raton, Fl
- R•••••• J•••• • A••••••••• I••• national BDJun 1, 2005 to Oct 11, 2010 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Feb 25, 2025, registered Feb 24, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Dec 2, 2019, registered Dec 2, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Oct 11, 2010, registered Oct 11, 2010 (0 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedFeb 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address