DFX Intelligence
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Registered advisor
J••• F•••••
Feed of 09/14/2026
Also filed as J••• E••••• F••••••••• E••••• F•••••
At current firm
7 y
since Sep 23, 2019
In the industry
33 y
since Feb 10, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 23, 2019 · St Pete Beach, Fl
- W•••• F•••• A••••••• wirehouseSep 9, 2005 to Sep 20, 2019 · St. Pete Beach, Fl
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 20, 2002 to Sep 16, 2005 · Marlton, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 20, 2019, registered Sep 23, 2019 (3 days) · channel change inside one enterprise, not a move · moved with a team
- L••• M•••• W••• W•••••• I••••••••• to W•••• F•••• A•••••••left Sep 16, 2005, registered Sep 9, 2005 (-7 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address