DFX Intelligence
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Registered advisor
F•••• A• B•••••••
Feed of 09/15/2026
Also filed as F•••• A•••••• B•••••••
At current firm
4 y
since Mar 9, 2022
In the industry
22 y
since Jun 7, 2004 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Mar 9, 2022 · Boca Raton, Fl
- J••• M••••• S••••••••• L•• wirehouseDec 20, 2012 to Aug 9, 2021 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Aug 9, 2021, registered Mar 9, 2022 (212 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address