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Registered advisor
H•••••• M• M•••••
Feed of 09/14/2026
Also filed as H•••••• M••••••••• K•••••• M••••••••• M•••••
At current firm
4 y
since Aug 3, 2022
In the industry
33 y
since May 17, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Aug 3, 2022 · Waltham, Ma
- S•••••••• A••••••• L•• national BDDec 13, 2010 to Jan 27, 2015 · Cambridge, Ma
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 9, 2001 to Jun 6, 2003 · Boston, Ma
- S•••••••• A••••••• L•• national BDJun 12, 1997 to Mar 4, 2003 · Merrimack, Nh
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Jan 27, 2015, registered Aug 3, 2022 (2745 days) · Affiliated broker-dealer or bank to another
- F••••••• P••••••• T•••• C••••••• F•• to S•••••••• A••••••• L••left Jun 6, 2003, registered Dec 13, 2010 (2747 days) · Other
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Mar 4, 2003, registered Apr 9, 2001 (-694 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address