DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• T••• E••••
Feed of 09/15/2026
At current firm
4 y
since Sep 22, 2022
In the industry
33 y
since Apr 15, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Sep 22, 2022 · Athens, Ga
- M••••• S•••••• wirehouseJun 17, 2011 to Sep 27, 2022 · Athens, Ga
- E••••• J•••• national BDJan 15, 2010 to Jun 20, 2011 · Athens, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 27, 2022, registered Sep 22, 2022 (-5 days) · Wirehouse to wirehouse · moved with a team
- E••••• J•••• to M••••• S••••••left Jun 20, 2011, registered Jun 17, 2011 (-3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedSep 27, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address