J•••• D• H••••••

Feed of 09/14/2026

Also filed as J•••• E•••••••• D••••••••• E•••••••• D••••••••• E•••••••• D••••••••• D••••• H••••••

At current firm

3 y

since Jun 1, 2023

In the industry

31 y

since Sep 1, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 10, 2012 to Jun 6, 2023 · Panama City, Fl
M••••• S•••••• wirehouse
Jun 1, 2009 to Dec 21, 2011 · Birmingham, Al
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · Birmingham, Al
M••••• S•••••• D• I••• unclassified
Jan 16, 2004 to Apr 2, 2007 · Birmingham, Al

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Jun 6, 2023, registered Jun 1, 2023 (-5 days) · Wirehouse to wirehouse · moved with a team
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 21, 2011, registered Aug 10, 2012 (233 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address