M••• T•••••••••

Feed of 09/14/2026

Also filed as M••• T••••••••• T••••••••• T••••••••• T••••• O•••••

At current firm

8 y

since May 17, 2018

In the industry

33 y

since Jul 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse
Jun 29, 2015 to May 21, 2018 · Cupertino, Ca
U••• B•••••• I••••••••• I••• former
Feb 16, 2011 to Jun 30, 2015 · Cupertino, Ca
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Feb 10, 2011 · Cupertino, Ca
W•••• F•••• I••••••••• L•• unclassified
Jun 10, 2008 to Jan 3, 2011 · San Jose, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to L•• F•••••••• L••
left May 21, 2018, registered May 17, 2018 (-4 days) · Wirehouse to independent RIA · moved with a team
U••• B•••••• I••••••••• I••• to M••••• S••••••
left Jun 30, 2015, registered Jun 29, 2015 (-1 days) · Other
W•••• F•••• A••••••• to U••• B•••••• I••••••••• I•••
left Feb 10, 2011, registered Feb 16, 2011 (6 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address