DFX Intelligence
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Registered advisor
M•••••• B••••• W•••••
Feed of 09/14/2026
At current firm
3 y
since Apr 24, 2023
In the industry
33 y
since Sep 21, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Apr 24, 2023 · Jupiter, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDApr 7, 2015 to Apr 25, 2023 · Palm Beach Gardens, Fl
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Apr 6, 2015 · Palm Beach Gardens, Fl
- A• G• E•••••• • S•••• I••• unclassifiedMar 16, 2007 to Jan 1, 2008 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••left Apr 25, 2023, registered Apr 24, 2023 (-1 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 6, 2015, registered Apr 7, 2015 (1 day) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedApr 25, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address