DFX Intelligence
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Registered advisor
D•••• J••• T••••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Feb 24, 2017
In the industry
33 y
since Jun 8, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• F••••• W••••• state registered currentsince Feb 24, 2017 · Weldon Spring, Mo
- P••••••• W••••• A•••••••• unclassifiedApr 9, 2013 to Feb 24, 2017 · Saint Louis, Mo
- L•• F•••••••• L•• BD affiliatedJan 11, 2008 to Feb 23, 2017 · St. Louis, Mo
- O•••• F•• I••• formerJul 13, 2006 to Jan 15, 2008 · Clayton, Mo
- T••••••• I••••••••• M••••••••• I••• BD affiliatedAug 31, 2004 to Jun 22, 2006 · O'Fallon
Moves
a registration end followed by a registration begin elsewhere
- P••••••• W••••• A•••••••• to E•••• F••••• W•••••left Feb 24, 2017, registered Feb 24, 2017 (0 days) · Other
- L•• F•••••••• L•• to P••••••• W••••• A••••••••left Feb 23, 2017, registered Apr 9, 2013 (-1416 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Jan 15, 2008, registered Jan 11, 2008 (-4 days) · Other
- T••••••• I••••••••• M••••••••• I••• to O•••• F•• I•••left Jun 22, 2006, registered Jul 13, 2006 (21 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address