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Registered advisor
P••••••• L••
Feed of 09/15/2026
Also filed as P••••••• M•••
At current firm
11 y
since May 22, 2015
In the industry
20 y
since Nov 14, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 22, 2015 · New Brunswick, Nj
- P•• W••••• M••••••••• BD affiliatedMar 1, 2013 to May 8, 2015 · Hamilton, Nj
- P•••• S••••••••• L•• no RAUMApr 24, 2006 to Jul 3, 2012 · Newark, Nj
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left May 8, 2015, registered May 22, 2015 (14 days) · Other
- P•••• S••••••••• L•• to P•• W••••• M•••••••••left Jul 3, 2012, registered Mar 1, 2013 (241 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address