DFX Intelligence
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Registered advisor
N••• P••• C••••••••
Feed of 09/14/2026
Also filed as N••••••• P••• C••••••••
At current firm
7 y
since Sep 5, 2019
In the industry
17 y
since Oct 28, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- V••••••• A•••••••• I••• BD affiliated currentsince Sep 5, 2019 · Scottsdale, Az
- W•••• F•••• A••••••• wirehouseOct 28, 2008 to Apr 23, 2009 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to V••••••• A•••••••• I•••left Apr 23, 2009, registered Sep 5, 2019 (3787 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address