DFX Intelligence
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E••••••••• D•••••• Z•••••
As of · the IAPD feed; also filed as E••••••••• D• Z••••••••• D• Z••••••••• D•••••• Z••••••••• Z•••••
- At current firm
- 3 y
- In the industry
- 22 y
- Prior registered firms
- 1
- Signals
- 1
since Apr 11, 2023
As of · the IAPD feed; also filed as E••••••••• D• Z••••••••• D• Z••••••••• D•••••• Z••••••••• Z•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Apr 11, 2023 · Williamsburg, Va
- W•••• F•••• A••••••• wirehouseOct 24, 2008 to Mar 23, 2023 · Herndon, Va
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••• A••••••• S•••••••• I•••left Mar 23, 2023, registered Apr 11, 2023 (19 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- ••• LockedMar 23, 2023 · Advisor changed firm · fact
Transition signals
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address