DFX Intelligence
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Registered advisor
C••••••••• M••••••• K••••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSaint Petersburg, Fl dual registrantIAPD 2394030
Feed of 09/15/2026
Also filed as C•••• K••••••••• M••••••• K••••••••• K••••••••• M• K••••••••
At current firm
8 y
since Jun 7, 2018
In the industry
33 y
since Sep 17, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jun 7, 2018 · Pulaski, Wi
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 8, 2017 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerJul 25, 2011 to Mar 25, 2017 · Tampa, Fl
- P••• A••••• S••••••••• L•• BD affiliatedJul 15, 2009 to Jun 17, 2011 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 29, 2008 to Mar 12, 2009 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Nov 8, 2017, registered Jun 7, 2018 (211 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- P••• A••••• S••••••••• L•• to M•• F•••••••• S•••••••• I•••left Jun 17, 2011, registered Jul 25, 2011 (38 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Mar 12, 2009, registered Jul 15, 2009 (125 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address