DFX Intelligence
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Registered advisor
D•••• A•••••• R•••
Feed of 09/14/2026
At current firm
17 y
since Feb 2, 2009
In the industry
32 y
since Jan 26, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••• S••••••••• L•• BD affiliated currentsince Feb 2, 2009 · Horsham, Pa
- P•• W••••• M••••••••• BD affiliatedApr 10, 2006 to Feb 5, 2007 · Warrington, Pa
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to E•••• S••••••••• L••left Feb 5, 2007, registered Feb 2, 2009 (728 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address