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Registered advisor
M••••••• L••• T••••
Feed of 09/14/2026
Also filed as M••••••• L• B• T••••••••• L••• B••••••••• L• T••••
At current firm
15 y
since Nov 17, 2010
In the industry
24 y
since Feb 15, 2002 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•• W••••• M••••••••• BD affiliated currentsince Nov 17, 2010 · Wilmington, De
- M••••• S•••••• wirehouseJun 1, 2009 to Dec 1, 2010 · Greenville, De
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · Greenville, De
- L••• M•••• W••• W•••••• I••••••••• unclassifiedMar 18, 2002 to Feb 21, 2006 · Greenville, De
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to P•• W••••• M•••••••••left Dec 1, 2010, registered Nov 17, 2010 (-14 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address