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Feed of 09/14/2026
Also filed as K•••• A••• B•••••••
At current firm
9 y
since Apr 20, 2017
In the industry
21 y
since Dec 6, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Apr 20, 2017 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDFeb 2, 2017 to Apr 10, 2017 · Boston, Ma
- R•••••• J•••• • A••••••••• I••• national BDFeb 28, 2014 to Aug 14, 2015 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseJan 13, 2014 to Mar 19, 2014 · Chicago, Il
- U•• F•••••••• S••••••• I••• wirehouseJun 30, 2005 to Dec 23, 2013 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Apr 10, 2017, registered Apr 20, 2017 (10 days) · Affiliated broker-dealer or bank to wirehouse
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Mar 19, 2014, registered Feb 28, 2014 (-19 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to J••• M••••• S••••••••• L••left Dec 23, 2013, registered Jan 13, 2014 (21 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address