DFX Intelligence
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Registered advisor
J•••• A•••••••• R••••••
Feed of 09/15/2026
At current firm
10 y
since Nov 6, 2015
In the industry
32 y
since Jan 5, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Nov 6, 2015 · Hanover, Nh
- S•••••••• A••••••• L•• national BDJun 17, 1998 to Sep 10, 2015 · Stamford, Ct
Moves
a registration end followed by a registration begin elsewhere
- S•••••••• A••••••• L•• to A••••• A•• P••••••• S•••••••left Sep 10, 2015, registered Nov 6, 2015 (57 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address