DFX Intelligence
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Feed of 09/14/2026
At current firm
19 y
since Mar 9, 2007
In the industry
32 y
since Dec 8, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince Mar 9, 2007 · Farmington, Ut
- V•••• F•••••••• A•••••••• I••• BD affiliatedMay 7, 2002 to Sep 18, 2002 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to E••••• J••••left Sep 18, 2002, registered Mar 9, 2007 (1633 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address