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Registered advisor
M•••••• J••••• M••••••
Feed of 09/17/2026
Also filed as M•••••• J• M••••••
At current firm
5 y
since May 25, 2021
In the industry
32 y
since Mar 25, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince May 25, 2021 · Ithaca, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 25, 2007 to Feb 11, 2009 · Ithaca, Ny
- F••••• I••••••••• independent RIAAug 18, 2000 to Nov 26, 2003 · Ithaca, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Feb 11, 2009, registered May 25, 2021 (4486 days) · Wirehouse to affiliated broker-dealer or bank
- F••••• I••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 26, 2003, registered Jan 25, 2007 (1156 days) · Other
Signals
- ••• LockedSep 16, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address