DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••• H••••
Feed of 09/15/2026
Also filed as J•••• H••••••••• E••••• H••••••••• E• H••••
At current firm
3 y
since May 10, 2023
In the industry
31 y
since Mar 21, 1995 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jul 29, 2026 · Barrington, Il
- W•••• F•••• A••••••• wirehouse currentsince May 10, 2023 · Schaumburg, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedJul 21, 2008 to Apr 21, 2023 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to W•••• F•••• A•••••••left Apr 21, 2023, registered May 10, 2023 (19 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedApr 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address