DFX Intelligence
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Registered advisor
P••••• D•••• T•••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOverland Park, Ksdual registrantIAPD 2501822
Feed of 09/14/2026
Also filed as P••••• D•••• T••••••••• T••••••••• D• T•••••••
At current firm
3 y
since Oct 24, 2022
In the industry
31 y
since Apr 4, 1995 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 24, 2022 · Overland Park, Ks
- C••••• I••••••••• A••••••• L•• BD affiliatedMar 24, 2020 to Oct 21, 2022 · Overland Park, Ks
- E••••• J•••• national BDJan 3, 2018 to Mar 24, 2020 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 21, 2022, registered Oct 24, 2022 (3 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to C••••• I••••••••• A••••••• L••left Mar 24, 2020, registered Mar 24, 2020 (0 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedOct 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address