DFX Intelligence
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Registered advisor
T••• D•••••• B•••••
Feed of 09/14/2026
At current firm
4 y
since Sep 1, 2022
In the industry
31 y
since Sep 29, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 1, 2022 · Phoneix, Md
- W•••• F•••• A••••••• wirehouseNov 12, 2010 to Sep 21, 2022 · Lutherville, Md
- U•• F•••••••• S••••••• I••• wirehouseJul 12, 2000 to Nov 18, 2010 · Hunt Valley, Md
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 21, 2022, registered Sep 1, 2022 (-20 days) · Wirehouse to affiliated broker-dealer or bank
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Nov 18, 2010, registered Nov 12, 2010 (-6 days) · Wirehouse to wirehouse
Signals
- ••• LockedSep 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address