DFX Intelligence
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Registered advisor
E••••• A•••• D••••••
Feed of 09/14/2026
At current firm
0 y
since Jan 13, 2026
In the industry
31 y
since Oct 14, 1994 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jan 13, 2026 · Baton Rouge, La
- W•••• F•••• A••••••• wirehouseJun 19, 2009 to Jan 12, 2026 · Baton Rouge, La
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Jan 12, 2026, registered Jan 13, 2026 (1 day) · channel change inside one enterprise, not a move · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address