DFX Intelligence
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Registered advisor
W••••• T• B•••••••
Feed of 09/15/2026
Also filed as W••••• T•••• B•••••••
At current firm
4 y
since Aug 25, 2022
In the industry
31 y
since Nov 23, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 25, 2022 · Tupelo, Ms
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Mar 7, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDAug 28, 2013 to Jul 13, 2018 · Germantown, Tn
- C•••••• S••••• • C••• I••• national BDMar 25, 2013 to Aug 2, 2013 · Germantown, Tn
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to W•••• F•••• A•••••••left Mar 7, 2022, registered Aug 25, 2022 (171 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••left Aug 2, 2013, registered Aug 28, 2013 (26 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMar 7, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address